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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
Branch Locations
9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Capital, Inc. | Denver | CO | 01/2005 | 09/2018 |
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 10/2018 | Present |
| Power Lead System-Oba | Parker | CO | 04/2018 | 10/2018 |
| Wfg | Greenwood Village | CO | 09/2018 | Present |
| Advocate Health Advisors / | Englewood | FL | 11/2020 | Present |
| Netlaw | Louisville | KY | 08/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Advocate Health Advisors / 1120-Present / Investment Related: No / 1811 Englewood Road Suite 175 Englewood, FL 34223/ Agent / Medicare Plan Sales/ Hrs Work Monthly: 40 / Sec Trading Hrs: 2 / Agent connects seniors to the best medical care available. These agents take a personalized, one-on-one approach to ensure that each client gets the best health care plan possible. Reviewing plans and setting up plans f0or people who turn 65. NETLAW POSITION: Referral Partner NATURE: Help people with low cost legal documents for Wills, Trusts, and POA. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2025 ADDRESS: 12910 Shelbyville Rd, Louisville KY 40243, United States DESCRIPTION: When meeting with prospects, we sometimes uncover holes in the client's overall plan. Sometimes it is not having either a Will and/or Trust. Netlaw offers a low cost alternative that may help them avoid paying $2000 or more to meet with a lawyer and get the documents. We can provide more value by allowing us to refer this business to Netlaw and help the clients with the process. Thank you
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-27 |
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