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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital, Inc. Denver CO 01/2005 09/2018
Transamerica Financial Advisors, Inc Greenwood Village CO 10/2018 Present
Power Lead System-Oba Parker CO 04/2018 10/2018
Wfg Greenwood Village CO 09/2018 Present
Advocate Health Advisors / Englewood FL 11/2020 Present
Netlaw Louisville KY 08/2025 Present
  • 01/2005 → 09/2018
    Transamerica Capital, Inc.
    Denver, CO
  • 10/2018 → Present
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
  • 04/2018 → 10/2018
    Power Lead System-Oba
    Parker, CO
  • 09/2018 → Present
    Wfg
    Greenwood Village, CO
  • 11/2020 → Present
    Advocate Health Advisors /
    Englewood, FL
  • 08/2025 → Present
    Netlaw
    Louisville, KY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Advocate Health Advisors / 1120-Present / Investment Related: No / 1811 Englewood Road Suite 175 Englewood, FL 34223/ Agent / Medicare Plan Sales/ Hrs Work Monthly: 40 / Sec Trading Hrs: 2 / Agent connects seniors to the best medical care available. These agents take a personalized, one-on-one approach to ensure that each client gets the best health care plan possible. Reviewing plans and setting up plans f0or people who turn 65. NETLAW POSITION: Referral Partner NATURE: Help people with low cost legal documents for Wills, Trusts, and POA. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2025 ADDRESS: 12910 Shelbyville Rd, Louisville KY 40243, United States DESCRIPTION: When meeting with prospects, we sometimes uncover holes in the client's overall plan. Sometimes it is not having either a Will and/or Trust. Netlaw offers a low cost alternative that may help them avoid paying $2000 or more to meet with a lawyer and get the documents. We can provide more value by allowing us to refer this business to Netlaw and help the clients with the process. Thank you

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-19
S63 Uniform Securities Agent State Law Examination 2009-02-27
  • S66 Uniform Combined State Law Examination
    2019-04-19
  • S63 Uniform Securities Agent State Law Examination
    2009-02-27

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