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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-20
TX RA APPROVED_RES 2019-11-20
  • CA RA
    APPROVED
    Since 2019-11-20
  • TX RA
    APPROVED_RES
    Since 2019-11-20

Branch Locations

5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2019
Wells Fargo Clearing Services, Llc. Newport Beach CA 11/2019 Present
Previous Registrations
Other Businesses

BGN PROPERTIES COVINA PALMS, LP; INV RLD; SANTA ANA,CA; 25% OWNERSHIP; START 2/25/2008; 0 HRS/MNTH; 0 HRS/TRADING. BGN PROPERTIES IMPERIAL PALMS, LP; INV RLD; SANTA ANA,CA; 25% OWNERSHIP; START 12/28/2007; 0 HRS/MNTH; 0 HRS/TRADING. BGN PROPERTIES SOUTH PARK, LP; INV RLD; SANTA ANA,CA; 25% OWNERSHIP; START 2/25/2008; 0 HRS/MNTH; 0 HRS/TRADING. BGN PROPERTIES PALM GATE, LP; INV RLD; SANTA ANA,CA; 25% OWNERSHIP; START 5/17/2012; 0 HRS/MNTH; 0 HRS/TRADING. BGN FREMONT SQUARE, LTD; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 9/20/1988; 0 HRS/MNTH; 0 HRS/TRADING. BGN ACQUISITIONS VILLA MONACO, LP; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 2/25/2008; 0 HRS/MNTH; 0 HRS/TRADING. BGN ACQUISITIONS, LTD.; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 3/28/1994; 0 HRS/MNTH; 0 HRS/TRADING. BGN ACQUISITIONS CASA MORENO, LP; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 10/25/2007; 0 HRS/MNTH; 0 HRS/TRADING. BGN ACQUISITIONS LOS OLIVOS, LP; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 10/25/2007; 0 HRS/MNTH; 0 HRS/TRADING. BGN ACQUISITIONS PARKSIDE LA PALMA, LP; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 10/25/2007; 0 HRS/MNTH; 0 HRS/TRADING. BGN ACQUISITIONS LA HABRA HILLS, LP; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 2/25/2008; 0 HRS/MNTH; 0 HRS/TRADING. BGN ACQUISITIONS SIERRA GARDENS, LP; INV RLD; SANTA ANA,CA; 33% OWNERSHIP; START 12/28/2007; 0 HRS/MNTH; 0 HRS/TRADING. BGN ARTESIA MINI, LTD.; INV RLD; SANTA ANA,CA; 25% OWNERSHIP; START 5/25/1989; 0 HRS/MNTH; 0 HRS/TRADING. BGJ KALLINS INVESTMENTS, LTD.; INV RLD; SANTA ANA,CA; 49.5% OWNERSHIP; START 2/22/2008; 0 HRS/MNTH; 0 HRS/TRADING. 16 DEERWOOD, LLC; INV RLD; SANTA ANA,CA; 100% OWNERSHIP; START 6/19/2018; 0 HRS/MNTH; 0 HRS/TRADING. HESPERIA MARKETPLACE CAPITAL PARTNERS, LP; INV RLD; SANTA ANA,CA; 30.35% OWNERSHIP; START 8/28/2006;0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD ACQUISITIONS UTAH, LLC; INV RLD; SANTA ANA,CA; 23% OWNERSHIP; START 7/6/2015; 0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD ACQUISITIONS WASHINGTON, LLC; INV RLD; SANTA ANA,CA; 43% OWNERSHIP; START 7/21/2016; 0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD HOLDINGS, LLC; INV RLD; SANTA ANA,CA; 100% OWNERSHIP; START 10/25/1999; 0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD INVESTMENTS UTAH, LLC; INV RLD; SANTA ANA,CA; 30% OWNERSHIP; START 3/31/2017; NUMBER OF HRS/MNTH 0; NUMBER OF HRS/TRADING 0. 33 RENTAL PROPERTIES; INV RLD; CITIES IN CALIFORNIA; 7.425%-100% OWNERSHIP; START 1988 TO 2019; 0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD PARTNERS ARIZONA, LLC; INV RLD; SANTA ANA,CA; 100% OWNERSHIP; START 10/31/2012; 0 HRS/MNTH; 0 HRS/TRADING.DEERWOOD PARTNERS,LLC; INV RLD; SANTA ANA,CA; 100% OWNERSHIP; START 3/14/2006;0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD PARTNERS UTAH, LLC; INV RLD; SANTA ANA,CA; 100% OWNERSHIP; START 7/3/2015; 0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD PROPERTIES UTAH, LLC; INV RLD; SANTA ANA,CA; 11.9% OWNERSHIP; START 2/4/2014; 0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD RETAIL OPPORTUNITIES AZ, INV RLD, SANTA ANA, CA, 57% OWNERSHIP, START 4/27/2017, 0 HRS/MNTH; 0 HRS/TRADING. DEERWOOD ACQUISITIONS AZ, INV RLD, SANTA ANA, CA 40% OWNERSHIP, START 4/26/2021, 1 HR PER MTH, 0 HRS DURING TRADING. DEERWOOD ARIZONA VENTURES LLC, INV RLD, SANTA ANA, CA, 30% OWNERSHIP, START 10/29/2019, 1 HR PER MTH, ZERO HRS DURING TRADING, HOLDS REAL ESTATE. HUNTINGTON PROPERTY GROUP LLC, INV RLD, IRVINE, CA, 100% OWNERSHIP, START 11/2/2021, ZERO HOURS PER MONTH, ZERO , PERSONAL USE PROPERTY. | BGN PROPERTIES, LTD; INV RLD; SANTA ANA, CA; 25% OWNERSHIP; 12/27/1996; 1 ; NO ; REAL ESTATE INVESTMENT | DEERWOOD STRATEGIC PARTNERS LLC; INV RLD; SANTA ANA, CA; 30.39% OWNERSHIP; 02/2017; 1 ; NO ; REAL ESTATE INVESTMENTS ARKADIAN NEWPORT VENTURES LLC; INV RLD; SANTA ANA, CA; REAL ESTATE ;1% OWNERSHIP; DATE: 04/11/2025; 1 ; 0 HRS DURING TRADING; | ARKADIAN CAPITAL PARTNERS LLC; INV RELATED; SANTA ANA,CA; REAL ESTATE INVESTMENTS;1%; 09/18/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| THE ARKADIAN GROUP LLC; INV RELATED; SANTA ANA,CA; REAL ESTATE INVESTMENTS;1%,09/23/2025;1,0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-02
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S65 Uniform Investment Adviser Law Examination
    2001-03-02
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08

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