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Ryan Thomas Shaughnessy

The Mosaic Financial Group, LLC

Chicago, IL

CRD 4299081

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Employer firm

The Mosaic Financial Group, LLC CRD 109816

$949M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers
The Mosaic Financial Group, Llc

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-12-15
  • IL RA
    APPROVED
    Since 2010-12-15

Branch Locations

330 N. Wabash Suite 1650, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mosaic Financial Group, Llc Chicago IL 12/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-31
S63 Uniform Securities Agent State Law Examination 2001-03-15
  • S66 Uniform Combined State Law Examination
    2004-12-31
  • S63 Uniform Securities Agent State Law Examination
    2001-03-15
Other Names
  • Ryan Thomads Shaughnessy

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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