Theresa Ann Schmotzer

Current Employers

Employment History

• 05/2012 → 01/2019
  Pnc Investments
  Rocky River, OH
• 02/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2019 → Present
  Vantage Financial Group, Inc
  Cleveland, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-11-13 → 2019-02-14
  Pnc Wealth Management Llc
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Rocky River, OH
  North Olmsted, OH
  Rocky River, OH
  Berea, OH
  Berea, OH
  Middleburg Heights, OH
  Rocky River, OH
  Cleveland, OH
  North Olmsted, OH
  Rocky River, OH
  Rocky River, OH
• 2004-10-04 → 2009-11-13
  Natcity Investments, Inc.
  Cleveland, OH
  Westlake, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 3. NAME OF OTHER BUSINESS: BENTLEY PARK HOA INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: ONE, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FOCUSED ON MAINTAINING COMMON AREAS, BUDGETS/FISCAL RESPONSIBILITIES, ENFORCING/COMPLYING WITH GOVERNMENT DOCUMENTS; 4. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 12/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT;

Exams

• S66 Uniform Combined State Law Examination
  2004-09-27

Other Names

• Traci Schmotzer
• Theresa Ann Schmotzer
• Traci Ann Golga
• Theresa Ann Schmotzer
• Theresa Ann Golga