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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-09-01
  • OH RA
    APPROVED
    Since 2020-09-01

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Lakewood, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Portland ME 10/2006 09/2020
Key Investment Services, Llc Dayton OH 09/2020 01/2022
Key Investment Services Llc Brooklyn OH 01/2022 Present
Previous Registrations
  • 2005-07-29 → 2006-10-02
    Morgan Stanley Dw Inc.
    Portland, ME
    Portland, ME
  • 2005-03-29 → 2005-06-23
    Vergennes, VT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-14
S65 Uniform Investment Adviser Law Examination 2005-02-23
  • S63 Uniform Securities Agent State Law Examination
    2005-10-14
  • S65 Uniform Investment Adviser Law Examination
    2005-02-23

View on SEC IAPD

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