Thomas Vincent Alessi

Current Employers

Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2023-06-09
CT	RA	APPROVED	2022-04-29
NH	RA	APPROVED	2021-12-01
NY	RA	APPROVED	2021-09-03
NC	RA	APPROVED	2021-08-30
FL	RA	APPROVED	2016-04-15
MA	RA	APPROVED	2014-02-24

RI RA
APPROVED

Since 2023-06-09
CT RA
APPROVED

Since 2022-04-29
NH RA
APPROVED

Since 2021-12-01
NY RA
APPROVED

Since 2021-09-03
NC RA
APPROVED

Since 2021-08-30
FL RA
APPROVED

Since 2016-04-15
MA RA
APPROVED

Since 2014-02-24

Branch Locations

400 Fifth Avenue Suite 520, Waltham, MA 02451 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American United Life	Framingham	MA	12/2013	Present
Oneamerica Securities	Framingham	MA	01/2014	Present

12/2013 → Present

American United Life

Framingham, MA
01/2014 → Present

Oneamerica Securities

Framingham, MA

Previous Registrations

2012-01-11 → 2014-01-27

Citizens Securities, Inc.

Wellesley, MA

Newton, MA

Newton, MA

Watertown, MA

Watertown, MA
2007-06-19 → 2012-01-12

Equitable Advisors, Llc

Wellesley, MA

Norwood, MA

Wellesley, MA

Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**President: ARIES Foundation for Financial Education 501(c)3 - provide financial wellness workshops for companies and organizations and for parents with special needs children**Board Member: Engaging Aging

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-10-28

S66 Uniform Combined State Law Examination

1999-10-28

Other Names

Thomas V Alessi
Tom Alessi

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