Mia Aileen Manasan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 04/2024
  Citigroup Global Markets Inc.
  Palo Alto, CA
• 08/2024 → Present
  Bmo
  San Francisco, CA
• 09/2024 → Present
  Lpl Financial Llc
  San Francisco, CA
• 04/2024 → 08/2024
  Unemployed
  San Mateo, CA

Previous Registrations

• 2016-02-22 → 2024-04-15
  Citigroup Global Markets Inc.
  Palo Alto, CA
  San Francisco, CA
  San Francisco, CA
  Los Angeles, CA

Other Businesses

1) 09/2024 - BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-11
• S63 Uniform Securities Agent State Law Examination
  2001-02-05

Other Names

• Mia Aileen Manasan
• Mia Aileen Nafrada