Richard Joseph Schlesinger

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-03
IL	RA	APPROVED	2005-05-31

TX RA
APPROVED

Since 2020-12-03
IL RA
APPROVED

Since 2005-05-31

Branch Locations

Aurora, IL • United States

6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Aurora	IL	06/2000	Present
Planmember Securities Corporation	Carpinteria	CA	02/2005	Present

06/2000 → Present

Self-Employed

Aurora, IL
02/2005 → Present

Planmember Securities Corporation

Carpinteria, CA

Other Businesses

SELF-EMPLOYED (INSURANCE PRODUCER), 2945 KENDRIDGE AURORA LANE IL 60502;FINANCIAL PLANNING;INVESTMENT RELATED; 100% FROM HOME; FIXED ANNUITIES;START 5/2000; 80HRS/M0;75% DURING TRADING HOURS. DUTIES INCLUDE CONTACTING CLIENTS ABOUT FIXED ANNUITIES, LOOKING FOR BETTER ANNUITY RATES, EXPLAINING TERMS OF FIXED ANN.,ETC. TAX PREPARATION SERVICE; SOLE PROPRIETOR; START2/2005; 10HRS/MO; PREPARE TAX RETURNS FOR CLIENTS; IR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-11-16

S63 Uniform Securities Agent State Law Examination

2000-11-16

Designations

Certified Financial Planner

Other Names

Richard Joseph Schlesinger

View on SEC IAPD