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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-27
GA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2022-06-27
  • GA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1175 Bullsboro Rd, Newnan, GA 30265 • United States

849 Cleveland Ave Sw, Atlanta, GA 30315 • United States

3440 Camp Creek Pkwy Ste 1110, East Point, GA 30344 • United States

3030 Headland Dr Sw, Ste A, Atlanta, GA 30311 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mcdonough GA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Mcdonough, GA
    Douglasville, GA
    Lithia Springs, GA
    Atlanta, GA
    Fayetteville, GA
    Peachtree City, GA
    Atlanta, GA
    Morrow, GA
    Atlanta, GA
    Smyrna, GA
    Atlanta, GA
    Hiram, GA
    Riverdale, GA
    Stockbridge, GA
    Atlanta, GA
    Decatur, GA
    Lithonia, GA
    Decatur, GA
    Stone Mountain, GA
    Conyers, GA
    Decatur, GA
    Atlanta, GA
    Atlanta, GA
    Union City, GA
    Atlanta, GA
    Atlanta, GA
    Peachtree City, GA
    Atlanta, GA
    Atlanta, GA
    Union City, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2006-04-04 → 2009-05-02
    Wamu Investments, Inc.
    Riverdale, GA
    Morrow, GA
    Riverdale, GA
    Hiram, GA
    Fayetteville, GA
    Atlanta, GA
    Tucker, GA
    Acworth, GA
    Marietta, GA
    Dallas, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Duluth, GA
    Chamblee, GA
    Lawrenceville, GA
    Norcross, GA
    Norcross, GA
    Lilburn, GA
    Atlanta, GA
    Fayetteville, GA
    Griffin, GA
    Atlanta, GA
    Kennesaw, GA
    Dallas, GA
    Atlanta, GA
    Atlantic, GA
    Morrow, GA
    Atlanta, GA
    Douglasville, GA
    Marietta, GA
    Atlanta, GA
    Atlanta, GA
    Powder Springs, GA
    Atlanta, GA
    Lithia Springs, GA
    Hiram, GA
    Mableton, GA
    Atlanta, GA
    Atlanta, GA
    Lithia Springs, GA
    Atlanta, GA
    Atlanta, GA
    Smyrna, GA
    Fayetteville, GA
    Fayetteville, GA
    Atlanta, GA
    Union City, GA
    Newnan, GA
    Jonesboro, GA
    Riverdale, GA
    Newnan, GA
    Mcdonough, GA
    Jonesboro, GA
    Stockbridge, GA
    Peachtree City, GA
    Vinings, GA
    Stockbridge, GA
    Mcdonough, GA
    Atlanta, GA
    Atlanta, GA
    Mableton, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-30
  • S66 Uniform Combined State Law Examination
    2000-12-30
Other Names
  • Joseph Allen Liddell

View on SEC IAPD

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