Shawn David Finley

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2010-12-13 → 2014-03-11
  Equitable Advisors, Llc
  Los Angeles, CA
  Torrance, CA
  Woodland Hills, CA
  Woodland Hills, CA

Other Businesses

SALE OF INSURANCE POSITION: Financial Advisor NATURE: Annuties and insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/15/2015 ADDRESS: 21515 Hawthorne Blvd, 2nd Floor GG, Torrance CA 90503, United States DESCRIPTION: While looking at the entire financial picture sometimes equity-indexed annuties are appropriate to a clients objectives/goals. Fixed Insurance, Property and Casualty, Long Term Care THE GALEB GROUP Is Investment Related, "21515 Hawthorne Blvd., Suite 200, Torrance, CA, 90503, United States", DBA, Financial Professional, 2014-02-19, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with investment sales

Exams

• S66 Uniform Combined State Law Examination
  2010-12-10

Designations

• Certified Financial Planner