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William Michael Koenig

Ancora Retirement Plan Advisors, LLC

Cleveland, OH

CRD 4297959

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Employer firm

Ancora Retirement Plan Advisors, LLC CRD 31256

$1.53B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • INSURANCE & CREDIT AND CASH MANAGEMENT SOLUTIONS

From the firm’s Form ADV. Read the guides:

Current Employers
Ancora Retirement Plan Advisors, Llc

6060 Parkland Suite 200, Cleveland, OH 44124 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-06-07
  • OH RA
    APPROVED
    Since 2007-06-07

Branch Locations

6060 Parkland Suite 200, Cleveland, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safeguard Securities Inc Beachwood OH 12/2006 08/2017
Source Companies Cleveland OH 12/2006 01/2022
Source Insurance Cleveland OH 12/2006 01/2022
Inverness Securities Llc Cleveland OH 12/2016 Present
  • 12/2006 → 08/2017
    Safeguard Securities Inc
    Beachwood, OH
  • 12/2006 → 01/2022
    Source Companies
    Cleveland, OH
  • 12/2006 → 01/2022
    Source Insurance
    Cleveland, OH
  • 12/2016 → Present
    Inverness Securities Llc
    Cleveland, OH
Previous Registrations
  • 2004-05-27 → 2006-12-04
    Waterstone Financial Group, Inc.
    Cleveland, OH
    Beachwood, OH
  • 2003-09-26 → 2004-06-02
    Ws Griffith Securities, Inc.
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-26
  • S66 Uniform Combined State Law Examination
    2001-01-26
Other Names
  • Bill Koenig

View on SEC IAPD

Nearby Firms

FIRST FIDUCIARY INVESTMENT COUNSEL INC
INDEPENDENCE WEALTH ADVISORS, LLC
VOYA FINANCIAL ADVISORS, INC.

Nearby Investors

LAURA ANN COLLINS
ANDREW JOSEPH GIVENS
WILLIAM STONE HENRY

Nearby Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH

More in Cleveland, OH

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