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William Michael Koenig

Ancora Retirement Plan Advisors, LLC

Cleveland, OH

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Current Employers
Ancora Retirement Plan Advisors, Llc

6060 Parkland Suite 200, Cleveland, OH 44124 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-06-07
  • OH RA
    APPROVED
    Since 2007-06-07

Branch Locations

6060 Parkland Suite 200, Cleveland, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safeguard Securities Inc Beachwood OH 12/2006 08/2017
Source Companies Cleveland OH 12/2006 01/2022
Source Insurance Cleveland OH 12/2006 01/2022
Inverness Securities Llc Cleveland OH 12/2016 Present
  • 12/2006 → 08/2017
    Safeguard Securities Inc
    Beachwood, OH
  • 12/2006 → 01/2022
    Source Companies
    Cleveland, OH
  • 12/2006 → 01/2022
    Source Insurance
    Cleveland, OH
  • 12/2016 → Present
    Inverness Securities Llc
    Cleveland, OH
Previous Registrations
  • 2004-05-27 → 2006-12-04
    Waterstone Financial Group, Inc.
    Cleveland, OH
    Beachwood, OH
  • 2003-09-26 → 2004-06-02
    Ws Griffith Securities, Inc.
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-26
  • S66 Uniform Combined State Law Examination
    2001-01-26
Other Names
  • Bill Koenig

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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