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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-21
PA RA APPROVED 2010-06-15
CT RA APPROVED 2009-11-05
  • FL RA
    APPROVED
    Since 2021-01-21
  • PA RA
    APPROVED
    Since 2010-06-15
  • CT RA
    APPROVED
    Since 2009-11-05

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Philadelphia PA 01/2001 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Conshohocken PA 10/2009 Present
Previous Registrations
  • 2003-03-18 → 2009-10-23
    Banc Of America Investment Services, Inc.
    West Conshocken, PA
    West Conshohocken, PA
Other Businesses

I*80393 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EPISCOPAL ACADEMY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1785 BISHOP WHITE DRIVE, NEWTOWN SQUARE, PENNSYLVANIA 19073 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: BOARD TRUSTEE OF PREP SCHOOL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-17
  • S66 Uniform Combined State Law Examination
    2003-03-17
Other Names
  • Robert Mcmenamin

View on SEC IAPD

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