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410 Schilling, Ste A, Baytown, TX 77520 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moneyblock | Baytown | TX | 08/2012 | 01/2022 |
| Bay Area Asset Management | Baytown | TX | 10/2000 | Present |
| Gulf Coast Ria | Baytown | TX | 01/2022 | Present |
1) BAY AREA ASSET MANAGEMENT, PRESIDENT, 80 HRS A MONTH, 60 DURING MARKET HOURS. 2) GULF COAST TRUCK & EQUIPMENT, NON-INVESTMENT RELATED, SALES 4 HRS A MONTH. 3) Bay Area Firearms, Inc. not investment related, sales few hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-28 |
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