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Carrie Lynne French

J.P. Morgan Securities LLC

Hinsdale, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

4 N Washington St, Hinsdale, IL 60521 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Hinsdale IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Hinsdale IL 11/2007 Present
Previous Registrations
  • 2007-11-20 → 2012-10-01
    Chase Investment Services Corp.
    Hinsdale, IL
    Bolingbrook, IL
    Downers Grove, IL
    La Grange, IL
    Oak Brook, IL
    Willowbrook, IL
    Woodridge, IL
  • 2007-03-08 → 2007-03-30
    Edward Jones
    Downers Grove, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-16
  • S66 Uniform Combined State Law Examination
    2000-12-16
Other Names
  • Carrie Kinney

View on SEC IAPD

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