John Fitzgerald Stokes

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 07/2020
  Investacorp Inc
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Irvine, CA
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Irvne, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Irvine, CA
  Irvine, CA
• 2010-01-08 → 2020-07-17
  Investacorp Advisory Services Inc
  Irvine, CA
  Newport Beach, CA
  Miami, FL

Other Businesses

JOHN STOKES FINANCIAL POSITION: CEO NATURE: John Stokes Financial conducts workshops to the general public and private companies for transitioning employees. John Stokes Financial provides leads to licensed Registered Representatives who work with John Stokes Financial as Agents. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2004 ADDRESS: 2040 Main Street; Suite 570, Irvine CA 92614, United States DESCRIPTION: Conduct workshops as explained above

Exams

• S66 Uniform Combined State Law Examination
  2009-12-30
• S63 Uniform Securities Agent State Law Examination
  2001-02-14