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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-26 |
| PA | RA | APPROVED | 2016-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | PA | 10/2015 | Present |
I*1031293, Name of OBA: Rental Property 1 Address: WAYNE, PA Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 1/1/2022 No Hours: 5 Yearly No Hours during trading: 0 Duties: I*457409 For profit or not for profit: Entity For Profit Name of outside business organization: GERALDINE PACOR Investment related: N Address of business: WAYNE, Pennsylvania, 19087, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 11/15/2005 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I manage the property, oversee maintenance and repairs, pay HOA fees, sewer and property taxes., I own a property at 55 Rampart Dr., Wayne PA, and collect rent on a monthly basis from a lessee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-29 |
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