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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-26 |
| NJ | RA | APPROVED | 2026-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 09/2014 | 02/2026 |
| Santander Securities, Llc | Dorchester | MA | 09/2014 | 02/2023 |
| Re/Max Classic Group | Branchburg | NJ | 06/2017 | 07/2018 |
| Cook Realty Group | Whitehouse Station | NJ | 07/2018 | 09/2022 |
| Cook Realty Group | Lambertville | NJ | 09/2022 | 12/2024 |
| Santander Securities, Llc | Dorchester | MA | 02/2023 | 02/2026 |
| Lpl Financial Llc | Cranford | NJ | 02/2026 | Present |
1. 02/2026 - Talty Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 02/25/2026 2. 02/2026 - Joseph A Talty - Mortgage/Real Estate Services - Inv Related - 05 Hour(s)/Month - 0 Hour(s) During Trading - Flemington, NJ, 08822 - OBA Start Date: 02/28/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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