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Joseph Anthony Talty

LPl Financial LLC

Cranford, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-26
NJ RA APPROVED 2026-02-25
  • TX RA
    APPROVED_RES
    Since 2026-02-26
  • NJ RA
    APPROVED
    Since 2026-02-25

Branch Locations

184 North Ave E, Cranford, NJ 07016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 09/2014 02/2026
Santander Securities, Llc Dorchester MA 09/2014 02/2023
Re/Max Classic Group Branchburg NJ 06/2017 07/2018
Cook Realty Group Whitehouse Station NJ 07/2018 09/2022
Cook Realty Group Lambertville NJ 09/2022 12/2024
Santander Securities, Llc Dorchester MA 02/2023 02/2026
Lpl Financial Llc Cranford NJ 02/2026 Present
  • 09/2014 → 02/2026
    Santander Bank, Na
    Boston, MA
  • 09/2014 → 02/2023
    Dorchester, MA
  • 06/2017 → 07/2018
    Re/Max Classic Group
    Branchburg, NJ
  • 07/2018 → 09/2022
    Cook Realty Group
    Whitehouse Station, NJ
  • 09/2022 → 12/2024
    Cook Realty Group
    Lambertville, NJ
  • 02/2023 → 02/2026
    Dorchester, MA
  • 02/2026 → Present
    Cranford, NJ
Previous Registrations
  • 2014-09-11 → 2026-02-26
    Union, NJ
    Short Hills, NJ
    Boston, MA
    Lodi, NJ
    Millburn, NJ
    Maplewood, NJ
    Bloomfield, NJ
    Springfield, NJ
    New York, NY
    Stirling, NJ
    Stirling, NJ
    Linden, NJ
    Scotch Plains, NJ
    Garwood, NJ
    Scotch Plains, NJ
    Clark, NJ
    Union, NJ
    Union, NJ
    Conshohocken, PA
    Scotch Plains, NJ
    Cherry Hill, NJ
    Coconut Grove, FL
    Scotch Plains, NJ
    Cherry Hill, NJ
    Somerville, NJ
    Elizabeth, NJ
    Elizabeth, NJ
  • 2013-05-23 → 2014-08-27
    Td Ameritrade, Inc.
    New York, NY
  • 2013-05-20 → 2014-08-27
    Td Ameritrade Investment Management, Llc
    New York, NY
  • 2011-07-08 → 2013-04-23
    Rocky Point, NY
    Wading River, NY
    Cliffside Park, NJ
    Fort Mill, SC
    Stony Brook, NY
    Coram, NY
  • 2011-05-10 → 2011-06-13
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. 02/2026 - Talty Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 02/25/2026 2. 02/2026 - Joseph A Talty - Mortgage/Real Estate Services - Inv Related - 05 Hour(s)/Month - 0 Hour(s) During Trading - Flemington, NJ, 08822 - OBA Start Date: 02/28/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-09
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2011-05-09
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20

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