Joseph Anthony Talty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 02/2026
  Santander Bank, Na
  Boston, MA
• 09/2014 → 02/2023
  Santander Securities, Llc
  Dorchester, MA
• 06/2017 → 07/2018
  Re/Max Classic Group
  Branchburg, NJ
• 07/2018 → 09/2022
  Cook Realty Group
  Whitehouse Station, NJ
• 09/2022 → 12/2024
  Cook Realty Group
  Lambertville, NJ
• 02/2023 → 02/2026
  Santander Securities, Llc
  Dorchester, MA
• 02/2026 → Present
  Lpl Financial Llc
  Cranford, NJ

Previous Registrations

• 2014-09-11 → 2026-02-26
  Santander Securities Llc
  Union, NJ
  Short Hills, NJ
  Boston, MA
  Lodi, NJ
  Millburn, NJ
  Maplewood, NJ
  Bloomfield, NJ
  Springfield, NJ
  New York, NY
  Stirling, NJ
  Stirling, NJ
  Linden, NJ
  Scotch Plains, NJ
  Garwood, NJ
  Scotch Plains, NJ
  Clark, NJ
  Union, NJ
  Union, NJ
  Conshohocken, PA
  Scotch Plains, NJ
  Cherry Hill, NJ
  Coconut Grove, FL
  Scotch Plains, NJ
  Cherry Hill, NJ
  Somerville, NJ
  Elizabeth, NJ
  Elizabeth, NJ
• 2013-05-23 → 2014-08-27
  Td Ameritrade, Inc.
  New York, NY
• 2013-05-20 → 2014-08-27
  Td Ameritrade Investment Management, Llc
  New York, NY
• 2011-07-08 → 2013-04-23
  Lpl Financial Llc
  Rocky Point, NY
  Wading River, NY
  Cliffside Park, NJ
  Fort Mill, SC
  Stony Brook, NY
  Coram, NY
• 2011-05-10 → 2011-06-13
  Capital One Financial Advisors Llc
  Melville, NY

Other Businesses

1. 02/2026 - Talty Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 02/25/2026 2. 02/2026 - Joseph A Talty - Mortgage/Real Estate Services - Inv Related - 05 Hour(s)/Month - 0 Hour(s) During Trading - Flemington, NJ, 08822 - OBA Start Date: 02/28/2017

Exams

• S66 Uniform Combined State Law Examination
  2011-05-09
• S63 Uniform Securities Agent State Law Examination
  2000-04-20