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Current Employers
360 Financial Partners, Llc

1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-07
SC RA APPROVED 2014-06-30
  • TX RA
    APPROVED
    Since 2016-04-07
  • SC RA
    APPROVED
    Since 2014-06-30

Branch Locations

1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Birmingham AL 04/2014 Present
360 Financial Partners, Llc Mt. Pleasant SC 04/2014 Present
360 Financial Partners, Llc Mt. Pleasant SC 07/2007 Present
Previous Registrations
  • 2011-05-12 → 2014-04-29
    Next Financial Group, Inc.
    Houston, TX
    Mt. Pleasant, SC
Other Businesses

1) 360 FINANCIAL PARTNERS; LLC; INSURANCE AND INVESTMENT SERVICES; OFFICER; 90% TIME SPENT; 33.33% OWNERSHIP; $150K/YR COMP; INDEFINITE 2) 360 FINANCIAL PARTNERS, LLC. YES, INVESTMENT RELATED; 1081 JOHNNIE DODDS BLVD, STE 100, MT. PLEASANT SC 29464; RIA; INVESTMENT ADVISORY REP; 06/30/2014; 80 HOURS PER MONTH INCLUDING SEC TRADING HOURS; ASSET MANAGEMENT, FINANCIAL PLANNING AND RETIREMENT PLANNING. 3) Oak Tees LLC - 1205 Lighthouse Blvd Charleston, SC 29412 Nature of Business: I have purchased property to offer a location for my kids to live in the future. Investment Related: Yes Business Position: Owner and President Business Duties: Pay property taxes, files taxes, and coordinate with service providers (landscapers, etc) to make sure property is clean and protected. Business Start Date: 03/20/2025 Approximately 6-8 hours per month spent on this OBA, with zero during market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
S63 Uniform Securities Agent State Law Examination 2001-03-22
  • S66 Uniform Combined State Law Examination
    2011-05-06
  • S63 Uniform Securities Agent State Law Examination
    2001-03-22

View on SEC IAPD

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