Joshua G Parker

Rockefeller Financial LLC

Palm Beach Gardens, FL

Claim This Profile

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-08
VT	RA	APPROVED	2022-07-11
TX	RA	APPROVED	2022-07-08

FL RA
APPROVED

Since 2023-02-08
VT RA
APPROVED

Since 2022-07-11
TX RA
APPROVED

Since 2022-07-08

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

3835 Pga Boulevard, Suite 401, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burlington	VT	12/2008	07/2022
Bank Of America, N.A.	Burlington	VT	12/2009	07/2022
Rockefeller Financial Llc	Burlington	VT	07/2022	12/2022
Rockefeller Financial Llc	Palm Beach	FL	01/2023	Present

12/2008 → 07/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT
12/2009 → 07/2022

Bank Of America, N.A.

Burlington, VT
07/2022 → 12/2022

Rockefeller Financial Llc

Burlington, VT
01/2023 → Present

Rockefeller Financial Llc

Palm Beach, FL

Previous Registrations

2008-12-05 → 2022-07-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT
2007-04-02 → 2008-12-05

Morgan Stanley & Co. Llc

Burlington, VT
2001-03-30 → 2007-04-02

Morgan Stanley Dw Inc.

Burlington, VT

Burlington, VT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-07

S66 Uniform Combined State Law Examination

2001-02-07

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC

BISON WEALTH, LLC

BRIGHTER INVESTING, PB LLC

RBC CAPITAL MARKETS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEWEDGE ADVISORS

EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL

CLAYTON SHAWN GIBSON

FRANK THOMAS WATERSON

WILLIAM LEWIS LEVINE

CHAD JOSEPH NORFOLK

SEAN PATRICK COOK

JONATHAN CHRISTOPHER BRISTOW

MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA

HB WEALTH · ATLANTA, GA

BISON WEALTH, LLC · ATLANTA, GA

BRIGHTER INVESTING, PB LLC · ATLANTA, GA

RBC CAPITAL MARKETS, LLC · Atlanta, GA

HB WEALTH · Atlanta, GA

AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA

NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor