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Michele Anne Tellstone

Minichmacgregor Wealth Management, LLC

Saratoga Springs, NY

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Current Employers
Minichmacgregor Wealth Management, Llc

21 Congress Street Suite 203, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-09
  • NY RA
    APPROVED
    Since 2021-05-09

Branch Locations

21 Congress Street Suite 203, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2003 06/2019
Minichmacgregor Wealth Management Saratoga Springs NY 03/2015 Present
  • 10/2003 → 06/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 03/2015 → Present
    Minichmacgregor Wealth Management
    Saratoga Springs, NY
Previous Registrations
  • 2007-01-31 → 2015-01-30
    Pks Advisory Services, Llc
    Albany, NY
  • 2003-01-08 → 2003-06-02
    Essex National Securities, Llc
    Albany, NY
  • 2002-11-25 → 2002-12-16
    Quick & Reilly, Inc.
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-08
S63 Uniform Securities Agent State Law Examination 2000-12-05
  • S65 Uniform Investment Adviser Law Examination
    2002-07-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-05
Other Names
  • Michele Anne Herrick
  • Michele Anne Moore
  • Michele Anne Herrick

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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