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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-29 |
| IL | RA | APPROVED | 2020-06-26 |
| TX | RA | APPROVED | 2020-06-26 |
Branch Locations
218 Harbor Drive South, Venice, FL 34285 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Venice | FL | 05/2012 | 06/2020 |
| Stifel Nicolaus & Co Inc | Venice | FL | 06/2020 | Present |
1. Rental Property; 1350 Siesta Bayside Drive, Sarasota, FL34242; Rental Property; Condo Owner; Rent condo; 01/01/2021; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Rippelmeyer Farms Inc; 20 Eagle Crest Ct Columbia IL; Farm Land Ownership and Farm Rental Income; 1/4 Owner; annual decision on nature of the farm rental contract; 9/9/2022; 5 hours per year; not during securities trading hours; inv related 3. Rental Property; 1328 Siesta Bayside Dr., Sarasota, FL 34242; Rental/Investment Property; Owner; Manage rental income and expenses; 04/03/2023; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. St. John United Church of Christ-Fall Picnic Committee; 201 S. Meyer Ave, Valmeyer, IL 62295; Church/Religious Organization; chairman of the annual fall picnic committee; oversee the picnic subcommittees to help coordinate the activities on the day of the picnic; 01/01/2001; 2 Hours per Month; During securities trading hours; Not Investment-Related 5. St. John United Church of Christ-Valmeyer; 201 S. Meyer Ave Valmeyer IL 62295; Church/Religious Organization; Board/Consistory Member; Meet with the other board members to discuss/solve issues facing the church and church membership; 01/01/2025; 2 hrs/month; Not During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-29 |
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