Scott Judd Faye

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

NY RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

120 White Plains Rd Suite 125, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scott J Faye Cpa Pc	Suffern	NY	11/1991	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

11/1991 → Present

Scott J Faye Cpa Pc

Suffern, NY
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

TAX PREPARER UNDER SCOTT J FAYE CPA PC 40 WEEKDAY HOURS STARTED 09/1991. OWNER OF RENTAL PROPERTY 1 WEEKDAY AND 0 EVENING/WEEKEND HOURS STARTED 02/1993

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-10
S63	Uniform Securities Agent State Law Examination	1999-10-07

S66 Uniform Combined State Law Examination

2000-05-10
S63 Uniform Securities Agent State Law Examination

1999-10-07

Designations

Other Names

Scott J Faye

View on SEC IAPD