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Randall James Hupp

Edward Jones

O Neill, NE

CRD 4296041

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-10
NE RA APPROVED 2014-09-02
  • TX RA
    APPROVED_RES
    Since 2018-12-10
  • NE RA
    APPROVED
    Since 2014-09-02

Branch Locations

415 East Douglas, O Neill, NE 68763 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2014 Present
Other Businesses

Farm Ground Neligh, NE Start date: 4/16/2013 JDHI LLC / Owner Hours per week: 0 Hours during trading: 0 Maintain property. * Storage and Warehouse business Type of business: Commercial Real Estate O'Neill, NE Start date: 10/1/2010 Owner Hours per week: 1 Hours during trading: 0 President of the corp and maintain property. * Universal Resources Inc Type of business: Commercial Real Estate LaVista, NE Start date: 1/2/2015 President Hours per week: 0 Hours during trading: 0 Maintain property * Saint Patricks Catholic Church O'Neill, NE Start date: 1/1/1996 Finance Committee Member Hours per week: 0 Hours during trading: 0 Finance committee member for local church/school. * Grow O'Neill Finance Committee O'Neill, NE Start date: 1/1/2013 Member Hours per week: 0 Hours during trading: 0 I was selected by the City Council of O'Neill to sit on a volunteer board that reviews loan request for funds raised by the city through a tax * City of O'Neill Redevelopment Authority O'Neill, NE Start date: 1/3/2000 Secretary Hours per week: 0 Hours during trading: 0 The redevelopment authority works as representative of the City Council of O'Neill in deciding how to administer Tax Increment Financing for projects proposed to the City.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
  • S66 Uniform Combined State Law Examination
    2014-07-03
Other Names
  • Randall James Hupp

View on SEC IAPD

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