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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-29 |
Branch Locations
1900 West Loop S Ste 650A, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Houston | TX | 09/2000 | Present |
| Principal Securities, Inc. | Houston | TX | 10/2000 | Present |
| The Paragon Group | Birmingham | AL | 09/2000 | 09/2016 |
**Outside Insurance; Investment Related; Selling fixed life insurance, fixed annuities, disability insurance and long-term care insurance through various carriers; Start Date: 4 hrs per month; during trading hours. **HOOVER COUNTRY CLUB POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/28/2026 ADDRESS: 3140 Club Drive, Birmingham AL 35226, United States DESCRIPTION: Board Member. Provide strategic direction, uphold governance standards, and ensure the organization operates effectively.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-17 |
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