John Henry Groth

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2006-02-10

OH RA
APPROVED

Since 2006-02-10

Branch Locations

950 Main Ave Ste 600, Cleveland, OH 44113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance	Milwaukee	WI	11/2000	Present
Northwestern Mutual Investment Services	Milwaukee	WI	11/2000	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	09/2013	Present

11/2000 → Present

Northwestern Mutual Life Insurance

Milwaukee, WI
11/2000 → Present

Northwestern Mutual Investment Services

Milwaukee, WI
09/2013 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. SELF EMPLOYED AS A SUPPLY PREACHER, 100% OWNER, 2620 WHITON RD, UNIVERSITY HT, OH 44118, STARTED 11/21/2002, 0-5 HRS PER MONTH. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-25
S63	Uniform Securities Agent State Law Examination	2004-10-27

S65 Uniform Investment Adviser Law Examination

2006-09-25
S63 Uniform Securities Agent State Law Examination

2004-10-27

Other Names

John H. Groth

View on SEC IAPD