James Earl Vigue

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Pioneer Investment Management, Inc.
  Boston, MA
• 01/2022 → Present
  Rbc Capital Markets, Llc
  Chicago, IL
• 01/2022 → Present
  Rbc Global Asset Management(Us) Inc.
  Chicago, IL

Previous Registrations

• 2021-01-04 → 2022-01-07
  Amundi Asset Management Us, Inc.
  Boston, MA
• 2015-11-24 → 2020-12-31
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 2010-06-17 → 2015-11-04
  Amg Funds Llc
• 2006-03-01 → 2010-06-18
  Amg Distributors, Inc.
  Stamford, CT
  Stamford, CT
  Chicago, IL
  Chicago, IL
• 2004-03-10 → 2004-06-03
  Equitable Advisors, Llc
  Northbrook, IL

Other Businesses

1.As of January 2011, Landlord - Rental Property - located at 910 W. Madison Street, Chicago, IL 60940. Responsibilities include managing and renting the property. This is not investment related. Will devote one hour per month toward this activity - zero hours during securities trading hours. 2.As of June 2020, Partner, KSV Enterprises, LLC - Located at Naperville, IL 60540. Responsibilities include acting as a partner in the LLC established for the purchase and management of rental properties. This is not investment related. Will devote between zero and 1 hour per month toward this activity - zero hours a month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-02
• S63 Uniform Securities Agent State Law Examination
  2001-03-06

Other Names

• James E Vigue
• Jim Earl Vigue
• Jimy Earl Vigue