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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-10-22 |
| TX | RA | APPROVED_RES | 2018-10-22 |
Branch Locations
100 Spectrum Center Dr Ste 900 [Satellite], Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Laguna Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Laguna Beach | CA | 11/2016 | 10/2018 |
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 10/2018 | Present |
DRAZAAR, LLC, INVT RELATED, ALISO VIEJO, CA, 100% OWNERSHIP, START DATE 10/25/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.| POWER OF ATTORNEY FOR STEPFATHER, INVT RELATED, LAGUNA HILLS, CA, START DATE 11/8/2024, 1 HR PER MONTH, 0 HRS DURING TRADING.| STOCKS & BLONDS LLC; INV RELATED; DANA POINT, CA; LLC FOR BOAT OWNERSHIP; 50% OWNERSHIP; START DATE 08/27/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-15 |
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