Dennis Nepomuceno

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → 09/2022
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 10/2022 → 05/2023
  Morgan Stanley
  San Francisco, CA
• 05/2023 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 04/2026 → Present
  Wells Fargo Advisors Financial Network
  San Francisco, CA

Previous Registrations

• 2022-10-18 → 2023-05-23
  Morgan Stanley
  San Francisco, CA
• 2014-09-03 → 2022-09-28
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Oakland, CA

Other Businesses

TBD, NOT INVT RELATED, HERCULES, CA, 100% OWNERSHIP, START DATE 2/1/2024, 5 HRS PER MONTH, 0 HRS DURING TRADING, SELLING APPAREL OR PET PRODUCTS THROUGH AMAZON.

Exams

• S66 Uniform Combined State Law Examination
  2014-09-03
• S63 Uniform Securities Agent State Law Examination
  2005-09-20

Other Names

• Dennis Donato Nepomuceno
• Dennis D. Nepomuceno