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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-02 |
| IL | RA | APPROVED | 2016-09-16 |
Branch Locations
500 Skokie Boulevard Suite 515, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Northbrook | IL | 10/2013 | Present |
| Mml Investors Services, Llc | Northbrook | IL | 10/2013 | Present |
(1) NAME: RYAN PAULSEN INV REL: Y ADD: 500 SKOKIE BOULEVARD SUITE 515 NORTHBROOK IL 60062 NATURE: IND LIFE INS, GRP HEALTH INS POSITION: SALES START DATE: 08/2011 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING:0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-01 |
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