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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-04-05 |
| NJ | RA | APPROVED | 2005-08-23 |
| TX | RA | APPROVED | 2005-08-18 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
9000 Southside Blvd Bldg 200, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2005 | Present |
OFF-THE-CHARTS WEDDING BAND, PIPERSVILLE PA 18947. SAXAPHONIST FOR A WEDDING BAND. START DATE 02/2002 TO PRESENT, MEMBER/PERFORMER. 20 HRS A MONTH, NOT INVESTMENT RELATED. I*: 420901 Entity Type: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JAMES FURLOW (IND. CONTRACTOR) INVESTMENT RELATED: No ADDRESS OF BUSINESS: Saint Augustine, FL 32092 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/15/2002 NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INDEPENDANT CONTRACTOR (MUSICIAN) PERFORM WITH BANDS AT WEDDINGS AND CLUBS *919238 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Kissimmee, Florida Position, title, association: Sole owner Start date of relationship: 9/1/2022 Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-11 |
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