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Nathan James Crow

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 4295054

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-10-25
  • CO RA
    APPROVED
    Since 2006-10-25

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Englewood CO 10/2006 Present
Previous Registrations
  • 2006-02-08 → 2006-07-14
    Waddell & Reed
    Denver, CO
Other Businesses

Start Date = 06-12-19| The Counseling Place| Owner| Lone Tree, CO| Hours/Month = Less than 20| Co, non-majority owner in Wife's Psych Therapy and wellness practice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-07
  • S66 Uniform Combined State Law Examination
    2006-02-07

View on SEC IAPD

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