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Tatiana Soto

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-01-27
TX RA APPROVED_RES 2014-08-04
  • MN RA
    APPROVED
    Since 2015-01-27
  • TX RA
    APPROVED_RES
    Since 2014-08-04

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 02/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-26
S63 Uniform Securities Agent State Law Examination 2002-01-11
  • S65 Uniform Investment Adviser Law Examination
    2015-01-26
  • S63 Uniform Securities Agent State Law Examination
    2002-01-11
Other Names
  • Tatiana Soto
  • Tatiana G Soto
  • Tatiana Gizzeth Nagel
  • Tatiana Gizzeth Nagel
  • Tatiana Gizzeth Soto

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
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