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Green Room Partners LLC CRD 310857
$7.13M regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
San Francisco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macquarie Capital (Usa) Inc. | New York | NY | 11/2015 | 01/2018 |
| Deutsche Bank Securities Inc | San Francisco | CA | 01/2018 | 08/2019 |
| Unemployed | Orinda | CA | 08/2019 | 09/2020 |
| Advisiry Partners | New York | NY | 10/2020 | Present |
| Green Room Partners Llc | San Francisco | CA | 08/2020 | Present |
Christian J. Schmuck has a senior consultant relationship with AdvisIRy Partners (AP) (www.advisiry.com) in New York since October 2020. AP has their offices on 501 Madison Avenue, Floor 12A, New York, NY 10022. In this capacity Christian (title senior consultant) provides investor relations and public relations services and capital markets advice to publicly listed and pre-IPO companies and is marketing meetings with institutional investors. At this stage Christian works only 1 day/month for AdvisIRy Partners in a marketing capacity/public relationship capacity primarily arranging institutional investor meetings in the United States and/or to attract additional international corporate clients to the platform. AR is not active in any securities transactions nor advisory business and does not get compensated by investors through security transactions. Please see more details in the firm brochure supplement Part2B.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-30 |
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