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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Rochester | NY | 09/1996 | Present |
| Lpl Financial Llc | Rochester | NY | 06/2021 | Present |
1- 06/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services - Investment Related - At Reported Business Location(s) 2- 01/22/2026 - Notary Public - Notary - Investment Related - At Reported Business Location(s) - Start Date 03/27/2023 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
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