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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2001-10-04 |
Branch Locations
180 Battery St Ste 300, Burlington, VT 05401 • United States
Berlin, MA • United States
Williston, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Colchester | VT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Colchester | VT | 11/2016 | Present |
DEAD TO THE CORE, NOT INVT RELATED, BURLINGTON, VT, 20% OWNERSHIP, START DATE 12/28/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, PLAY GUITAR AND VOCALIST IN A BAND.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
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