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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-03-22
  • GA RA
    APPROVED
    Since 2018-03-22

Branch Locations

301 N. Laurel Street, Springfield, GA 31329 • United States

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Rincon GA 01/2010 03/2018
Capital Investment Group, Inc. Raleigh NC 03/2018 Present
Capital Investment Advisory Services, Llc Raleigh NC 03/2018 Present
Previous Registrations
  • 2010-01-26 → 2018-03-28
    Concourse Financial Group Securities, Inc.
    Rincon, GA
    Rincon, GA
    Birmingham, AL
    Rincon, GA
    Statesboro, GA
  • 2005-10-19 → 2010-01-05
    Msi Financial Services, Inc.
    Savannah, GA
    Savannah, GA
    Rincon, GA
    Jacksonville, FL
    Savanannah, GA
Other Businesses

1. VISION FINANCIAL GROUP GEORGIA, LLC. OWNER/PARTNER. 5877 HWY 21 S, SUITE B RINCON, GA 31326. 506 GENTILLY RD, STATESBORO, GA 31326. DBA FOR INSURANCE, INVESTMENTS AND FINANCIAL PLANNING. STARTED 9/2013. ACTIVITY IS INVESTMENT RELATED. 30 HRS/WK, ALL DURING NORMAL TRADING HRS. 2. BASS FINANCIAL SOLUTIONS. OWNER. 5877 HWY 21 S, RINCON, GA 31326. DBA FOR INSURANCE, INVESTMENTS AND FINANCIAL PLANNING. STARTED 1/2010. ACTIVITY IS INVESTMENT RELATED. 20 HRS/WK, 10 DURING NORMAL TRADING HRS. 3. BASS SOLUTIONS, LLC. OWNER. 2535 EBENEZER RD, RINCON, GA 31326. STARTED 12/2022. COMPANY ENGAGED IN REAL ESTATE AND EQUIPMENT RENTAL. 1 HR/WK, 0 DURING NORMAL TRADING HRS. ACTIVITY IS NOT INVESTMENT RELATED. 4. BAPTIST CHURCH @ EBENEZER. FINANCE COMMITTEE MEMBER. 2401 EBENEZER RD, RINCON, GA 31326. STARTED 1/2023. MONITOR, ADVISE AND VOTE ON MATTERS RELATED TO FINANCES OF THE CHURCH. NOT INVESTMENT RELATED. 1 HR/WK, 0 DURING NORMAL TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-15
S63 Uniform Securities Agent State Law Examination 2000-11-27
  • S66 Uniform Combined State Law Examination
    2011-12-15
  • S63 Uniform Securities Agent State Law Examination
    2000-11-27
Designations

View on SEC IAPD

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