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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED | 2019-01-10 |
| NC | RA | APPROVED | 2014-08-20 |
Branch Locations
321 North Front Street Suite 305, Wilmington, NC 28401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wilmington | NC | 10/2011 | Present |
| Independent Advisor Alliance, Llc | Wilmington | NC | 08/2014 | Present |
1. 10/5/2011: Atlantic Coast Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/17/2014: Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/15/2014 - 100 Hours Per Month/3 Hours During Securities Trading - Provide financial planning and offer advice as part of the flat fee. 3. 11/22/2021 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 12/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-23 |
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