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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-06-27
IN RA APPROVED 2012-01-06
  • NC RA
    APPROVED
    Since 2018-06-27
  • IN RA
    APPROVED
    Since 2012-01-06

Branch Locations

14074 Trade Center Drive Suite 114, Fishers, IN 46038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tx Team Indianapolis IN 10/1990 Present
Wfgia Indianapolis IN 06/2001 Present
Golden Rule Insurance Co. Indianapolis IN 08/2005 Present
Anthem Insurance Indianapolis IN 02/2002 Present
United Security Indianapolis IN 07/2008 Present
Transamerica Financial Advisors, Llc Indianapolis IN 01/2012 Present
American Alternative Insurance Corporation Shawnee Mission KS 10/2014 Present
Ashfield Meeting And Events Ivyland PA 09/2016 10/2020
Netlaw Inc. Louisville KY 02/2019 Present
Foxy Ladies 1 Golf League Noblesville IN 05/2022 Present
Wealthwave Fishers IN 03/2016 Present
Elevance Indianapolis IN 02/2002 Present
United Healthcare Indianapolis IN 08/2005 Present
  • 10/1990 → Present
    Tx Team
    Indianapolis, IN
  • 06/2001 → Present
    Wfgia
    Indianapolis, IN
  • 08/2005 → Present
    Golden Rule Insurance Co.
    Indianapolis, IN
  • 02/2002 → Present
    Anthem Insurance
    Indianapolis, IN
  • 07/2008 → Present
    United Security
    Indianapolis, IN
  • 01/2012 → Present
    Indianapolis, IN
  • 10/2014 → Present
    American Alternative Insurance Corporation
    Shawnee Mission, KS
  • 09/2016 → 10/2020
    Ashfield Meeting And Events
    Ivyland, PA
  • 02/2019 → Present
    Netlaw Inc.
    Louisville, KY
  • 05/2022 → Present
    Foxy Ladies 1 Golf League
    Noblesville, IN
  • 03/2016 → Present
    Wealthwave
    Fishers, IN
  • 02/2002 → Present
    Elevance
    Indianapolis, IN
  • 08/2005 → Present
    United Healthcare
    Indianapolis, IN
Previous Registrations
  • 2009-08-24 → 2012-01-06
    Investment Advisors International, Inc.
    Indianapolis, IN
Other Businesses

Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Foxy Ladies 1 Golf League / 0522-Present / Investment Related: No/ 8465 E. 196th St. Noblesville, IN 46060 / Member / ladies 9 hole golf league / Hrs. Work Monthly: 2 / Sec Trading Hrs: 0 / Member AMERICAN ALTERNATIVE INSURANCE CORPORATION; NOT INVESTMENT RELATED; PO BOX 29187, SHAWNEE MISSION KS 66201; PROVIDE SHORT TERM MEDICAL INSURANCE; INDEPENDENT BROKER; 1 HR/MONTH AS NEEDED; REPRESENT AND USE THIS COMPANY IF I HAVE A CLIENT WHO IS DIFFICULT TO PLACE IN A SHORT TERM MEDICAL INSURANCE PRODUCT. NetLaw Inc. / 0219-Present / INVESTMENT RELATED: NO /12910 Shelbyville Road, Suite 134, Louisville, KY 40243 / Referral Rep / Provides affordable estates planning documents / hrs work monthly: 2 / Sec trading hrs: 0 / Periodically refer clients to NetLaw to obtain estate planning tools TX TEAM/no/INDIANAPOLIS, IN/CONSULTANT/WRITE TRAINING MANUELS, PROVIDE TRAINING 20/0 ANTHEM INSURANCE/NO/INDIANAPOLIS, IN/INDEPENDENT REP/2-02 GOLDEN RULE INSURANCE COMPANY/NO/INDIANAPOLIS,IN/8-2005/AGENT/HEALTH INSURANCE PRODUCTS UNITED SECURITY/NO/INDIANAPOLIS,IN/INDEPENDANT REP FOR MEDICAL INSURANCE/LIFE/HEALTH INSURANCE ELEVANCE POSITION: INDEPENDENT REP NATURE: medical insurance co INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2002 ADDRESS: 220 Virginia Ave, INDIANAPOLIS IN 46204,DESCRIPTION: meet with individuals needing medicare insurance upon their request UNITED HEALTHCARE POSITION: AGENT NATURE: sells senior medicare insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2005 ADDRESS: 7400 Woodland Dr, Dept 100, INDIANAPOLIS IN 46278, United States DESCRIPTION: meet with clients upon their request to educate on senior medicare advantage plans or medical supplement plans

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-28
S63 Uniform Securities Agent State Law Examination 2001-01-18
  • S65 Uniform Investment Adviser Law Examination
    2009-07-28
  • S63 Uniform Securities Agent State Law Examination
    2001-01-18

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