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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-06-27 |
| IN | RA | APPROVED | 2012-01-06 |
Branch Locations
14074 Trade Center Drive Suite 114, Fishers, IN 46038 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tx Team | Indianapolis | IN | 10/1990 | Present |
| Wfgia | Indianapolis | IN | 06/2001 | Present |
| Golden Rule Insurance Co. | Indianapolis | IN | 08/2005 | Present |
| Anthem Insurance | Indianapolis | IN | 02/2002 | Present |
| United Security | Indianapolis | IN | 07/2008 | Present |
| Transamerica Financial Advisors, Llc | Indianapolis | IN | 01/2012 | Present |
| American Alternative Insurance Corporation | Shawnee Mission | KS | 10/2014 | Present |
| Ashfield Meeting And Events | Ivyland | PA | 09/2016 | 10/2020 |
| Netlaw Inc. | Louisville | KY | 02/2019 | Present |
| Foxy Ladies 1 Golf League | Noblesville | IN | 05/2022 | Present |
| Wealthwave | Fishers | IN | 03/2016 | Present |
| Elevance | Indianapolis | IN | 02/2002 | Present |
| United Healthcare | Indianapolis | IN | 08/2005 | Present |
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Foxy Ladies 1 Golf League / 0522-Present / Investment Related: No/ 8465 E. 196th St. Noblesville, IN 46060 / Member / ladies 9 hole golf league / Hrs. Work Monthly: 2 / Sec Trading Hrs: 0 / Member AMERICAN ALTERNATIVE INSURANCE CORPORATION; NOT INVESTMENT RELATED; PO BOX 29187, SHAWNEE MISSION KS 66201; PROVIDE SHORT TERM MEDICAL INSURANCE; INDEPENDENT BROKER; 1 HR/MONTH AS NEEDED; REPRESENT AND USE THIS COMPANY IF I HAVE A CLIENT WHO IS DIFFICULT TO PLACE IN A SHORT TERM MEDICAL INSURANCE PRODUCT. NetLaw Inc. / 0219-Present / INVESTMENT RELATED: NO /12910 Shelbyville Road, Suite 134, Louisville, KY 40243 / Referral Rep / Provides affordable estates planning documents / hrs work monthly: 2 / Sec trading hrs: 0 / Periodically refer clients to NetLaw to obtain estate planning tools TX TEAM/no/INDIANAPOLIS, IN/CONSULTANT/WRITE TRAINING MANUELS, PROVIDE TRAINING 20/0 ANTHEM INSURANCE/NO/INDIANAPOLIS, IN/INDEPENDENT REP/2-02 GOLDEN RULE INSURANCE COMPANY/NO/INDIANAPOLIS,IN/8-2005/AGENT/HEALTH INSURANCE PRODUCTS UNITED SECURITY/NO/INDIANAPOLIS,IN/INDEPENDANT REP FOR MEDICAL INSURANCE/LIFE/HEALTH INSURANCE ELEVANCE POSITION: INDEPENDENT REP NATURE: medical insurance co INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2002 ADDRESS: 220 Virginia Ave, INDIANAPOLIS IN 46204,DESCRIPTION: meet with individuals needing medicare insurance upon their request UNITED HEALTHCARE POSITION: AGENT NATURE: sells senior medicare insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2005 ADDRESS: 7400 Woodland Dr, Dept 100, INDIANAPOLIS IN 46278, United States DESCRIPTION: meet with clients upon their request to educate on senior medicare advantage plans or medical supplement plans
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-18 |
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