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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
AL RA APPROVED 2000-10-26
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • AL RA
    APPROVED
    Since 2000-10-26

Branch Locations

1549 Professional Pkwy Ste A, Auburn, AL 36830 • United States

2104 Executive Park Drive, Opelika, AL 36801 • United States

Auburn, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Opelika AL 10/2000 03/2020
Ameriprise Financial Services, Llc Auburn AL 03/2020 Present
Other Businesses

Board of Directors; Red Oak Hunting Club; Treasurer; 1249 Sunnyslope Court, , Auburn, AL, 36832; Not Investment-Related; 05/01/2015; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-24
  • S66 Uniform Combined State Law Examination
    2001-02-24
Other Names
  • John Carson Williford

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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