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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cleona | PA | 01/2002 | Present |
1. 6/11/2007 - NO BUSINESS NAME - Investment Related - ACT IN A FIDUCIARY CAPACITY - Time Spent 0% - JAMES M. LANE, FATHER. 2. 10/21/2024 - Guest Teacher - Other - Guest Teacher - Not Investment Related - Lebanon County, PA - Start Date 10/07/2024 - 20 Hours Per Month/ 15 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-09 |
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