James Wirt Hyndman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 02/2018
  Sii Investments, Inc.
  Pewaukee, WI
• 02/2018 → Present
  Lpl Financial Llc
  Pewaukee, WI

Previous Registrations

• 2013-07-19 → 2018-02-15
  Sii Investments, Inc.
  Pewaukee, WI
  Pewaukee, WI
  Green Bay, WI
  Appleton, WI
• 2012-01-18 → 2013-07-19
  Packerland Brokerage Services, Inc.
  Pewaukee, WI
  Green Bay, WI
• 2009-02-19 → 2012-01-20
  New England Securities
  Brookfield, WI

Other Businesses

1. 02/14/2018 - Integrated College Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2012 - 20 Hours Per Month. 2. 12/26/2018 - No Business Name - Not Investment Related - Home Based - Other-driving - Started 12/19/2018 - Uber Driver. 3. 5/5/2021 - Iron Board Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/1/2021 - 10 Hrs./mo., none during trading - Financial aid consultant. 4. 09/08/2021 - CPS Horizons - Investment Related - 53300 S 108th St, Ste. 18, Hales Corners, WI 53130 - Non-Variable Insurance - Start Date: 07/28/2021 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-28

Other Names

• J W Hyndman