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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-01-19
IN RA APPROVED 2024-01-19
MD RA APPROVED 2024-01-19
MT RA APPROVED 2024-01-19
PA RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
VA RA APPROVED 2024-01-19
  • DC RA
    APPROVED
    Since 2024-01-19
  • IN RA
    APPROVED
    Since 2024-01-19
  • MD RA
    APPROVED
    Since 2024-01-19
  • MT RA
    APPROVED
    Since 2024-01-19
  • PA RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19
  • VA RA
    APPROVED
    Since 2024-01-19

Branch Locations

307 Fallsgrove Dr Unit C, Rockville, MD 20850 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 01/2011 12/2016
Woodbury Financial Services Inc Bethesda MD 01/2017 01/2024
Osaic Wealth, Inc. Rockville MD 01/2024 Present
  • 01/2011 → 12/2016
    H. Beck, Inc.
    Rockville, MD
  • 01/2017 → 01/2024
    Woodbury Financial Services Inc
    Bethesda, MD
  • 01/2024 → Present
    Rockville, MD
Previous Registrations
  • 2017-01-05 → 2024-01-19
    Woodbury Financial Services, Inc.
    Bethesda, MD
    Timonium, MD
    Rockville, MD
  • 2011-01-11 → 2016-12-31
    Grove Point Investments, Llc
    Rockville, MD
    Bethesda, MD
  • 2001-01-22 → 2010-11-11
    Gaithersburg, MD
    Bethesda, MD
Other Businesses

1) WAYLAND FINANCIAL GROUP LLC POSITION: Owner NATURE: This is a marketing DBA for the financial services I provide. The services include financial services through Woodbury, and healthcare insurance products through Insurance Marketing Center in Rockville, MD, and insurance products I sold through National Brokerer Assocation in Rockville, MD (life, disability, variable insurance). INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/10/2001 ADDRESS: 307 Fallsgrove Dr, Unit C, Rockville MD 20850, United States DESCRIPTION: 1. Sell healthcare insurance products.2. Sell life, disability, variable insurance products.3. Journal business expenses.4. Responsible for reporting taxes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-19
  • S66 Uniform Combined State Law Examination
    2000-12-19

View on SEC IAPD

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