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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-05-31
FL RA APPROVED 2004-12-10
  • TX RA
    APPROVED
    Since 2005-05-31
  • FL RA
    APPROVED
    Since 2004-12-10

Branch Locations

601 21St Street Suite 326, Vero Beach, FL 32960 • United States

1701 Highway A1A Suite 101, Vero Beach, FL 32963 • United States

601 21St Street Suite 326, Vero Beach, FL 32960 • United States

Fort Pierce, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Vero Beach FL 09/2004 Present
Other Businesses

1)Womens Networking Group / not applicable Vero Beach,Florida 32963 / No/ Privately Held / USD / No / No / / Start Date 7/28/16 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-08
  • S66 Uniform Combined State Law Examination
    2004-12-08
Other Names
  • Lori Jane Wolfe
  • Lori Jane Poulos
  • Lori Lazorik

View on SEC IAPD

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