Richard S Sentnor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Lpl Financial, Llc
  Hanson, MA
• 05/2015 → Present
  Advisory Resource Group, Llc
  Newmarket, NH

Previous Registrations

• 2006-02-01 → 2009-09-11
  Next Financial Group, Inc.
  Hanson, MA
  Hanson, MA
• 2004-07-16 → 2006-01-31
  Ssn Advisory, Inc.
  Hanson, MA
• 2003-04-03 → 2003-12-31
  Eastern Point Advisors Inc.
  Waltham, MA
• 2002-10-22 → 2003-02-06
  Icapital, Llc
  Boston, MA

Other Businesses

(1) 05/27/2015: Insurance Sales - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Started 01/01/2002 - 30 Hr/Mo; 0 Hours During Securities Trading; 70% Time Spent - Disability, Fixed Annuities, Life, Long Term Care (2) 05/27/2015: Advisory Resource Group - DBA for LPL Business (entity for LPL business) - INV REL - 125 Main Street Unit A, Newmarket, NH 03857 (3) 05/27/2015: SFS Corporation - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - No Time Spent - There is no revenue from this entity (4) 08/28/2015: Advisory Resource Group - Registered Investment Advisor - INV REL - 125 Main Street Unit A, Newmarket, NH 03857 - 10% Time Spent - : I provide financial planning and consulting services through Advisory Resource Group, an independent investment advisor firm. I started this business activity in May, 2015. I expect to spend approximately 10% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (5) 06/14/2016: PIAM Financial - Business Entity For Tax/Investment Purposes Only - DBA: PIAM Financial - INV REL - At Reported Business Location(s) - Started 01/01/2004 - 0 Hr/Mo - Non active domain name, email communication is used for prospects that have received my email address form past contacts or referrals

Exams

• S66 Uniform Combined State Law Examination
  2002-02-15
• S63 Uniform Securities Agent State Law Examination
  2001-04-11