Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
643 S Green Bay Rd, Neenah, WI 54956 • United States
2100 Omro Road, Oshkosh, WI 54904 • United States
Winneconne, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank N.A. | Milwaukee | WI | 07/2001 | Present |
| Bmo Harris Financial Advisors, Inc. | Neenah | WI | 08/2012 | 03/2021 |
| Lpl Financial Llc | Neenah | WI | 03/2021 | Present |
1) 4/13/2021: BMO Investment Services; DBA for LPL Business (entity for LPL business); Inv. related. 2) 9/14/2023: No business name; Winneconne, WI; Real Estate Rental; Inv. related; start date 8/7/2023; 1hr/mo.; 0hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-16 |
Reach out to this advisor