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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-14
IN RA APPROVED 2008-10-17
  • TX RA
    APPROVED_RES
    Since 2013-01-14
  • IN RA
    APPROVED
    Since 2008-10-17

Branch Locations

1530 American Way Suite 230, Greenwood, IN 46143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenwood IN 10/2008 Present
Previous Registrations
  • 2008-01-01 → 2008-10-27
    Indianapolis, IN
  • 2001-06-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Indianpolis, IN
    Greenwood, IN
    St. Louis, MO
Other Businesses

(1)Name of Business: DWS Venture Investments, LLC Address: 4302 Raintree Blvd, Greenwood, IN, 46143, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/07/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Principal of LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-08
  • S66 Uniform Combined State Law Examination
    2001-02-08

View on SEC IAPD

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