Daniel Albert Neil

Employer firm

Flc Capital Advisors CRD 111822

$822M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2024 → Present
  Osaic Wealth, Inc.
  Palm Desert, CA
• 11/2001 → 06/2024
  Securities America, Inc.
  Palm Desert, CA
• 05/2001 → Present
  Flc Capital Advisors
  Palm Desert, CA

Other Businesses

***FLC CAPITAL ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 05/2002 ?? LOCATED AT 44750 VILLAGE CT, PALM DESERT, CA 922600 ***INSURANCE SALES POSITION: Insurance Agent NATURE: INSURANCE SALES AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2010 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: Life insurance, LTC Insurance ***INDEPENDENT RIA POSITION: Investment Advisor Reprsentative NATURE: FLC CAPITAL ADVISORS INVESTMENT ADVISORY IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2002 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: Independent RIA ***BULL SHARK PROPERTIES POSITION: Part Owner NATURE: BULL SHARK PROPERTIES LLC/PURCHASE A SINGLE COMMERCIAL BUILDING--25% PATNER INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: part owner of our office we work in. ***106 RENTAL PROPERTY POSITION: Owner of property NATURE: Residential Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 106 Don Miguel Circle, Palm Desert CA 92260 DESCRIPTION: I have a residential rental property that is rented out from time to time. ***CARROLLTON MALL SOUTH POSITION: Consultant NATURE: Assisting my father (Ken Neil) with managing a commercial real-Estate Property. Leasing and budgeting for expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2024 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: Assisting my father (Ken Neil) with managing a commercial Real-Estate Property. Leasing and Budgeting for expenses.

Exams

• S66 Uniform Combined State Law Examination
  2002-01-15
• S63 Uniform Securities Agent State Law Examination
  2001-12-13

Designations

• Certified Financial Planner