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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-25 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
52 Glenmaura Nat Blvd Ste 202, Moosic, PA 18507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Hazelton | PA | 10/2000 | 03/2017 |
| Mml Investors Services, Llc | Drums | PA | 03/2017 | Present |
| Massmutual Life Insurance Co | Drums | PA | 07/2016 | Present |
(1) Name: Mark Sutherland Inv rel: N Add: At Residential Address Nature: Coach Position: Soccer Team Coach Start date: 8/24/2017 No. HR/MO: 30 No. HR/MO during sec trading: 0 Describe duties: High School Soccer Coach (2) Name: Mark Sutherland Inv rel: Y Add: At Residential Address Nature: NonMMLIA: Individual Life, Health, Group Life, Group Health Position: Agent Start date: 11/25/2019 No. HR/MO: 8. No. HR/MO during sec trading: 8.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-25 |
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