Sean M Gorman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-18
TX	RA	APPROVED_RES	2011-05-05
IL	RA	APPROVED	2011-04-21

FL RA
APPROVED

Since 2022-07-18
TX RA
APPROVED_RES

Since 2011-05-05
IL RA
APPROVED

Since 2011-04-21

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Northbrook	IL	04/2011	Present
Bank Of America, N.A.	Northbrook	IL	05/2011	Present

04/2011 → Present

Merrill Lynch

Northbrook, IL
05/2011 → Present

Bank Of America, N.A.

Northbrook, IL

Previous Registrations

2008-10-01 → 2011-04-28

J.P. Morgan Securities Llc

Winnetka, IL
2006-09-27 → 2008-10-01

J.P. Morgan Securities Inc.

Winnetka, IL

Wilmette, IL
2004-05-06 → 2006-09-27

Banc One Securities Corporation

Wilmette, IL

Wilmette, IL

Chicago, IL

Other Businesses

I*119237 For profit or not for profit: For-Profit Organization Name of outside business organization: ST Parks LLC Investment related: N Address of business: Jupiter, Florida 33458 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/15/2018 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am a 50% owner along with my brother in ST Parks LLC. Currently it does not own any assets. It will become a 19% owner in Vista West LLC which owns the Vista West Mobile Home park in Odessa Texas. I am a passive investor in both I*138342 For profit or not for profit: For-Profit Organization Name of outside business organization: ST2 Parks LLC Investment related: N Address of business: Jupiter, Florida 33458 Nature of business: LLC, Compensation for Activity: Y Position, title, association: Family Held, Start date of relationship: 6/30/2021 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am a 50 percent owner along with my brother in ST2 Parks LLC. Currently it does not own any assets. It will become a 10 percent owner in Aria LLC which owns the Aria Victoria condo complex in VictoriaTexas. I am a passive investor in both.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-05
S63	Uniform Securities Agent State Law Examination	2001-12-06

S66 Uniform Combined State Law Examination

2004-05-05
S63 Uniform Securities Agent State Law Examination

2001-12-06

Designations

View on SEC IAPD