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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-29 |
| IN | RA | APPROVED | 2012-07-04 |
Branch Locations
3815 River Crossing Pkwy Ste 100, Indianapolis, IN 46240 • United States
Fortville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2012 | Present |
1) FORTVILLE CHRISTIAN CHURCH, 9450 N 200 W, FORTVILLE, IN 46040, CHURCH ELDER, SINCE 5/1/10, NON-INVESTMENT RELATED, 3 HOURS WEEKLY, 1 DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) CORNERSTONE FINANCIAL ADVISORY LLC. 3815 RIVER CROSSING PKWY, STE 100, INDIANAPOLIS, IN. STARTED 6/2012 AS PRESIDENT OF DBA. SPENDS 5 HR/WK, 5 HR/WK DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 5) LET'S PLAN TO THRIVE, LLC, 3815 River Crossing Pkwy, Suite 100, Indianapolis IN 46240, 08/2023, PRESIDENT, FINANICAL EDUCATION, NIR, 10 HR/MO - 5 HR/MO TRADING. 6) TIMOTHY FLICK, 3815 River Crossing Parkway, Indianapolis IN 46240, 09/2012, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO, 1 HR/MO TRADING 7) CORNERSTONE FINANCIAL ADVISORY, LLC, 3815 River Crossing Parkway, Suite 100, Indianapolis IN 46240, 07/2015, Founder, DBA Name, NIR, 20 HR/MO, 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-04 |
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