Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-29
IN RA APPROVED 2012-07-04
  • TX RA
    APPROVED
    Since 2019-05-29
  • IN RA
    APPROVED
    Since 2012-07-04

Branch Locations

3815 River Crossing Pkwy Ste 100, Indianapolis, IN 46240 • United States

Fortville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2012 Present
Previous Registrations
  • 2010-03-15 → 2012-06-07
    New England Securities
    Indianapolis, IN
  • 2007-06-12 → 2010-03-16
    Fulcrum Advisory Services, Llc
    Indianapolis, IN
  • 2005-07-06 → 2007-06-04
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
  • 2003-03-26 → 2005-07-06
    Banc One Securities Corporation
    Indianapolis, IN
Other Businesses

1) FORTVILLE CHRISTIAN CHURCH, 9450 N 200 W, FORTVILLE, IN 46040, CHURCH ELDER, SINCE 5/1/10, NON-INVESTMENT RELATED, 3 HOURS WEEKLY, 1 DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) CORNERSTONE FINANCIAL ADVISORY LLC. 3815 RIVER CROSSING PKWY, STE 100, INDIANAPOLIS, IN. STARTED 6/2012 AS PRESIDENT OF DBA. SPENDS 5 HR/WK, 5 HR/WK DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 5) LET'S PLAN TO THRIVE, LLC, 3815 River Crossing Pkwy, Suite 100, Indianapolis IN 46240, 08/2023, PRESIDENT, FINANICAL EDUCATION, NIR, 10 HR/MO - 5 HR/MO TRADING. 6) TIMOTHY FLICK, 3815 River Crossing Parkway, Indianapolis IN 46240, 09/2012, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO, 1 HR/MO TRADING 7) CORNERSTONE FINANCIAL ADVISORY, LLC, 3815 River Crossing Parkway, Suite 100, Indianapolis IN 46240, 07/2015, Founder, DBA Name, NIR, 20 HR/MO, 20 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-26
S63 Uniform Securities Agent State Law Examination 2001-01-04
  • S65 Uniform Investment Adviser Law Examination
    2001-01-26
  • S63 Uniform Securities Agent State Law Examination
    2001-01-04
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor